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Current Employers
Lanark Financial, Inc.

1927 First Avenue North, Birmingham, AL 35203 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-11-05
MI RA APPROVED 2025-11-05
TX RA APPROVED_RES 2018-11-26
OH RA APPROVED 2014-06-20
  • FL RA
    APPROVED
    Since 2025-11-05
  • MI RA
    APPROVED
    Since 2025-11-05
  • TX RA
    APPROVED_RES
    Since 2018-11-26
  • OH RA
    APPROVED
    Since 2014-06-20

Branch Locations

1927 1St Avenue North, Birmingham, AL 35203-0686 • UNITED STATES

1670 Columbus Rd Suite A, Granville, OH 43023 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Nbc Securities Inc Granville OH 06/2014 Present
  • 06/2014 → Present
    Nbc Securities Inc
    Granville, OH
Previous Registrations
  • 2009-03-13 → 2014-07-10
    Granville, OH
  • 2006-12-05 → 2009-03-13
    Ferris, Baker Watts, Llc
    Cleveland, OH
    Dublin, OH
    Granville, OH
  • 2005-10-11 → 2006-12-08
    Keybanc Capital Markets Inc.
    Granville, OH
Other Businesses

Elegiac LLC  115 Carreg Cain Dr Granville OH 43023   Eloise & I have a LLC , Elegiac Inc , for the sole purpose of owning the office condo where my NBC Securities Inc branch office is located .  Owner  10/19/2005  1 hour  0 hours  Collect the rent for our office condo , pay the mortgage payment , and pay the cleaning bill and the monthly utilities .

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-02-23
S63 Uniform Securities Agent State Law Examination 1980-01-18
  • S65 Uniform Investment Adviser Law Examination
    1993-02-23
  • S63 Uniform Securities Agent State Law Examination
    1980-01-18
Other Names
  • Larry Miller

View on SEC IAPD

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