Harlan Vincent Miller

Current Employers

Employment History

• 09/1983 → Present
  Union Central Life Ins Co
  Cincinnati, OH
• 01/1984 → Present
  General American Life
  St Louis, MO
• 09/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 01/2003 → Present
  Regency Financial, Llc
  Dayton, OH
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 12/2025 → Present
  Miller Financial Advisors
  Dayton, OH

Previous Registrations

• 2006-03-24 → 2013-09-03
  Walnut Street Securities, Inc.
  Dayton, OH
• 1999-12-07 → 2006-11-02
  Walnut Street Advisers Inc
  Dayton, OH

Other Businesses

1. INDEPENDENT INSURANCE AGENT, DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE FROM BUSINESS ADDRESS FOR 6HRS/WKDY SINCE 8/1972. 2. IAR FOR REGENCY FINANCIAL, LLC AT BUSINESS ADDRESS FOR 0 HRS/WK SINCE 10/2004. 3. NAME OF OTHER BUSINESS: DBA HARLAN MILLER & ASSOCIATES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: INSURANCE START DATE: 08/1972 POSITION/TITLE/RELATIONSHIP: AGENT APX NUMBER OF HOURS PER WEEK: 6 APX NUMBER OF HOURS DURING TRADING HOURS: 6 BRIEF 4. HVMA, LLC, NOT INVESTMENT RELATED, 259 REGENCY RIDGE DR, DAYTON, OH 45459, REAL ESTATE, STARTED 8/2015, MANAGING MEMBER , APX 15 MINUTES PER WEEK, NONE DURING TRADING HOURS, OFFICE CONDOMINIUM OWNERSHIP. 5. NAME OF OTHER BUSINESS: FAR HILLS CONDOMINIUM ASSOCIATION INC; INVESTMENT RELATED: NO; ADDRESS: 259 REGENCY RIDGE DRIVE, DAYTON, OH 45459; NATURE OF BUSINESS: CONDO ASSOCIATION; START DATE: 01/2017; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: VOTE ON POLICIES AND DECISIONS RELATED TO CONDO ASSOCIATION; 6. NAME OF OTHER BUSINESS: TAWASI; INVESTMENT RELATED: NO; ADDRESS: DAYTON, OH; NATURE OF BUSINESS: LUNCH CLUB; START DATE: 01/2021; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: ATTEND MEETINGS, MAKES POLICY ON MEMBERSHIP AND LOCATION; 7. NAME OF OTHER BUSINESS: LIFE SETTLEMENT BUSINESS; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: LIFE SETTLEMENT; START DATE: 11/2021; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE SETTLEMENTS THROUGH WELCOME FUNDS, INC.; 8. NAME OF OTHER BUSINESS: MILLER FINANCIAL ADVISORS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 12/2025; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 20; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S63 Uniform Securities Agent State Law Examination
  1985-09-06

Designations