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Current Employers
Belpointe Asset Management Llc

500 Damonte Ranch Parkway Building 700, Unit 700, Reno, NV 89521 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2020-05-06
  • OR RA
    APPROVED
    Since 2020-05-06

Branch Locations

1840 5Th Street, Springfield, OR 97477 • United States

500 Damonte Ranch Parkway Building 700, Unit 700, Reno, NV 89521 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Capital Financial Services, Inc. Minot ND 03/2007 04/2019
B.B. Graham & Company Orange CA 04/2019 03/2020
D.H. Hill Securities, Llp Kingwood TX 03/2020 Present
T.M. Financial Services, Inc. Springfield OR 03/2020 Present
Belpointe Insurance, Llc Greenwich CT 03/2020 Present
Belpointe Asset Management, Llc Phoenix AZ 03/2020 Present
  • 03/2007 → 04/2019
    Capital Financial Services, Inc.
    Minot, ND
  • 04/2019 → 03/2020
    B.B. Graham & Company
    Orange, CA
  • 03/2020 → Present
    D.H. Hill Securities, Llp
    Kingwood, TX
  • 03/2020 → Present
    T.M. Financial Services, Inc.
    Springfield, OR
  • 03/2020 → Present
    Belpointe Insurance, Llc
    Greenwich, CT
  • 03/2020 → Present
    Phoenix, AZ
Previous Registrations
  • 2019-04-22 → 2020-04-20
    Springfield, OR
    Orange, CA
    Orange, CA
  • 2007-03-07 → 2019-04-22
    Capital Financial Services, Inc.
    Springfield, OR
    Minot, ND
  • 2005-02-03 → 2007-03-07
    United Heritage Financial Services, Inc.
    Meridian, ID
    Springfield, OR
  • 2004-03-18 → 2005-02-09
    Osaic Fa, Inc.
    Springfield, OR
Other Businesses

1). BELPOINTE INSURANCE, LLC, NON-INVESTMENT RELATED, 125 GREENWICH AVENUE, GREENWICH CT, 06830, INSURANCE SALES, INSURANCE PRODUCER SINCE 3/2020, APPROXIMATELY 3 HOURS PER MONTH, 3 HOURS TRADING HOURS. 2). T & M RENTALS, NON-INVESTMENT RELATED, SPRINGFIELD, OREGON, RESIDENTIAL RENTAL PROPERTIES, CO-OWNER SINCE 1983, 2 HRS/MONTH NOT DURING TRADING HRS. 3). DH HILL SECURITIES LLP, INVESTMENT RELATED, 1543 GREEN OAK PLACE, SUITE 100, KINGWOOD, TX 77399. REGISTERED REPRESENTATIVE; VARIABLE INSURANCE SALES SINCE 3/2020, APPROXIMATELY 80 HOURS PER MONTH.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-06-04
  • S63 Uniform Securities Agent State Law Examination
    1992-06-04
Designations
Other Names
  • Thomas F Mcginnis

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