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Current Employers
Stonex Advisors Inc.

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2015-01-30
  • NJ RA
    APPROVED
    Since 2015-01-30

Branch Locations

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Mantoloking, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stonex Securities Inc Mantoloking NJ 09/2014 Present
Stonex Advisors Inc Mantoloking NJ 01/2015 Present
  • 09/2014 → Present
    Stonex Securities Inc
    Mantoloking, NJ
  • 01/2015 → Present
    Mantoloking, NJ
Previous Registrations
  • 2010-11-10 → 2015-01-30
    Wrp Investments, Inc.
    Toms River, NJ
    Windsor Locks, CT
    Youngstown, OH
  • 2010-01-19 → 2010-08-30
    Toms River, NJ
    Saint Louis, MO
  • 2006-08-29 → 2009-12-01
    World Investments, Llc
    Mantoloking, NJ
    Lincroft, NJ
    Lincroft, NJ
Other Businesses

(1)PARTNERS FINANCIAL GROUP, LLC, 143 HIGHWAY 35 NORTH, MANTOLOKING, NJ 08738 NATURE OF BUSINESS: FINANCIAL SERVICES, TITLE: PRESIDENT/ONE THIRD MEMBER, DUTIES:DIRECT CODEVELOPMENT/TRAINING/RECRUITING/PROCESSING BUSINESS, TIME SPENT: 90% COMPENSATION: COMMISSION & % OF OVERRIDES, (2)HIGHLAND CAPITAL BROKERAGE MID ATLANTIC, 2002 RENAISSANCE BLVD SUITE 200, KING OF PRUSSIA, PA 19406, CORPORATION, NATURE OF BUS: INSURANCE BROKERAGE, TITLE: AGENT, DUTIES: SUBMISSION OF INSURANCE & PLACEMENT OF THE SAME, TIME SPENT: 2%, COMPENSATION: COMMISSIONS, 3)MORTGAGE PLUS INC, 62 ROUTE 36 SOUTH 2ND FLOOR, KEYPORT NJ 07735, CORPORATION, NATURE OF BUS: MORTGAGE BROKER, TITLE: MORTGAGE ORIGINATOR, DUTIES: ASSIST IN THE PROCESS OF GETTING MORTGAGES PLACED, TIME SPENT: 5%, COMPENSATION: COMMISSION

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-02-21
S63 Uniform Securities Agent State Law Examination 1993-10-13
  • S66 Uniform Combined State Law Examination
    2006-02-21
  • S63 Uniform Securities Agent State Law Examination
    1993-10-13

View on SEC IAPD

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