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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-11-19 |
| MO | RA | APPROVED | 2011-11-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Frontenac | MO | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Frontenac | MO | 11/2016 | Present |
TRUSTEE FOR SPOUSE'S TRUST; INVESTMENT RELATED; WEBSTER GROVES, MO; START DATE 1989; 1 HR PER MONTH. LAUGHING STOCK SYNDICATE INVESTMENT CLUB; INVESTMENT RELATED; ST. LOUIS, MO; MEMBER; START DATE 9/1/2012; 2 HRS PER MONTH; 0 HRS DURING TRADING. TRUSTEE FOR FAMILY FRIEND; INV RELATED; ST LOUIS, MO; START: 4/1/19; 5 HRS/MO; 1 DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-11-26 |
| S63 | Uniform Securities Agent State Law Examination | 1980-01-22 |
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