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Secure Planning, LLC CRD 42179
$187M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
42 Middle St, Portsmouth, NH 03801 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2011-11-21 |
| FL | RA | APPROVED | 2009-10-27 |
| MA | RA | APPROVED | 2009-10-21 |
| CO | RA | APPROVED | 2009-10-20 |
| ME | RA | APPROVED | 2009-10-20 |
| NH | RA | APPROVED | 1997-06-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Secure Planning Inc. | Concord | NH | 10/1990 | Present |
INSURANCE AGENT WITH SECURE PLANNING, LLC. LOCATED AT 42 MIDDLE STREET PORTSMOUTH, NH 03801. HE HAS BEEN AN INSURANCE AGENT WITH SECURE PLANNING SINCE 06/15/2001. INSURANCE IS PART OF THE COMPREHENSIVE FINANCIAL PLANNING SECURE PLANNING PROVIDES TO ITS CLIENTS. APPROXIMATELY 1-4 HOURS A MONTH MAY BE DEVOTED TO INSURANCE PLANNING FOR OUR CLIENTS RENTAL PROPERTIES PORTSMOUTH, NH & GRAND CAYMAN. RECEIVES RENTAL INCOME. SUBMITTED TO COMPLIANCE AND DISCLOSED ON U-4 ON 10/31/2011. APPROX 1-2 HOURS A MONTH IS DEVOTED TO RENTAL PROPERTY.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-02-14 |
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