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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-01-13 |
| AL | RA | APPROVED | 2015-07-07 |
Branch Locations
800 Shades Creek Parkway Suites 750 & 775, Birmingham, AL 35209 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | St. Louis | MO | 07/2015 | Present |
| Stifel, Nicolaus & Company, Incorporated | St. Louis | MO | 07/2015 | Present |
1.Diane Stobert Sessions and Paul Trammell Sessions, Jr. Foundation; 3800 Colonade Parkway Ste 500 Birmingham AL 35243; Charitable Foundation supports the Birmingham Audubon Society; He is one of the 5 Directors since July 1999; He reviews the investments and makes distributions; affiliation started 07/29/1999; 6 hours per year; during securities trading hours; not investment related. 2. Cathedral Church of the Advent Endowment Fund; 1901 6th Ave N Birmingham AL 35203; Supports Episcopal Cathedral in Birmingham; He has been a Trustee for more than 25 years. Transactions are made only with approval of the 5 Trustees; He is one of 5 Trustees; He oversees the investments and distributes the income; affiliation started 01/01/1987; 5 horus per quarter; during securities trading hours; not investment related. 3. Webb Fund for Outreach C/O Cathedral Church of the Advent Endowment Fund; 2017 6th Avenue North Birmingham AL 35203; Charitable fund for outreach projects of the Cathedral Church of the Advent (Episcopal); One of 5 Trustees; Reviews the portfolio and recommend investments; affiliation started 10/18/2006; 1 hour per quarter; during securities trading hours; not investment-related. 4. Birmingham Museum of Art Endowment Trust; 2000 Rev. Abraham Woods, Jr. Blvd. Birmingham AL 35203; The Endowment Trust has assets of $20 million plus and distributes about 4% of its principal to the B'ham Museum of Art annually; one of 6 Trustees; along with the other 5 Trustees, oversee the Trust and grant distributions to the Birmingham Museum of Art; 9/20/2017; 2.00 hours per quarter; during securities trading hours; Not Investment-Related 5. Order of First Families of Virginia; 1100 West Leigh Drive Charlottesville, VA 22901; Genealogical Society for people who can trace ancestry to the early settlers of the Virginia Colony; Council Member, Past President; Serve on governing council of organization; 01/01/1988; 10hrs/yr; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-09-08 |
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