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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-04-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Bourbonnais | IL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Bourbonnais | IL | 11/2016 | 03/2021 |
| Fifth Third Bank | Chicago | IL | 03/2021 | Present |
| Fifth Third Securities | Chicago | IL | 03/2021 | Present |
Twitch - online game streaming - Gamer - 60 hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-08-31 |
| S63 | Uniform Securities Agent State Law Examination | 2006-08-02 |
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