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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-04-01
  • IL RA
    APPROVED
    Since 2021-04-01

Branch Locations

15330 Harlem Avenue, Orland Park, IL 60462 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Bourbonnais IL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Bourbonnais IL 11/2016 03/2021
Fifth Third Bank Chicago IL 03/2021 Present
Fifth Third Securities Chicago IL 03/2021 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Bourbonnais, IL
  • 11/2016 → 03/2021
    Bourbonnais, IL
  • 03/2021 → Present
    Fifth Third Bank
    Chicago, IL
  • 03/2021 → Present
    Fifth Third Securities
    Chicago, IL
Previous Registrations
Other Businesses

Twitch - online game streaming - Gamer - 60 hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-08-31
S63 Uniform Securities Agent State Law Examination 2006-08-02
  • S65 Uniform Investment Adviser Law Examination
    2006-08-31
  • S63 Uniform Securities Agent State Law Examination
    2006-08-02
Other Names
  • Keith Daniel Janczak

View on SEC IAPD

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