Keith Janczak

Employer firm

Fifth Third Securities, Inc. CRD 628

$10.9B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• SPONSOR WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Bourbonnais, IL
• 11/2016 → 03/2021
  Wells Fargo Clearing Services, Llc
  Bourbonnais, IL
• 03/2021 → Present
  Fifth Third Bank
  Chicago, IL
• 03/2021 → Present
  Fifth Third Securities
  Chicago, IL

Previous Registrations

• 2009-02-27 → 2020-11-03
  Wells Fargo Clearing Services, Llc
  Bourbonnais, IL
• 2006-09-01 → 2009-03-23
  Citigroup Global Markets Inc.
  Bourbonnais, IL

Other Businesses

Twitch - online game streaming - Gamer - 60 hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-08-31
• S63 Uniform Securities Agent State Law Examination
  2006-08-02

Other Names

• Keith Daniel Janczak