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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-04-10 |
| NE | RA | APPROVED | 2010-10-22 |
Branch Locations
13030 Pierce Street Suite 201, Omaha, NE 68144 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Omaha | NE | 10/2010 | Present |
1. James Leonard Farm; Farm Land in Taylor Count Iowa; Farm Ground; He owns the farm ground; affiliation started 01/01/1980; 60.0 hours per year; not during securities trading hours; not investment-related. 2. Covenant Presbyterian Church; 15002 Blondo St, Omaha, NE 68116; Church; Board of Trustees Property Maintenance; Pull weeds, sweep floors, and make suggestions; 01/03/2022; 1 Hour per Month; Not During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-09-10 |
| S63 | Uniform Securities Agent State Law Examination | 1980-07-19 |
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