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Current Employers
Harbor Investment Advisory, Llc

2330 W. Joppa Road Suite 160, Lutherville, MD 21093 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2017-02-13
  • MD RA
    APPROVED
    Since 2017-02-13

Branch Locations

2330 W. Joppa Road Suite 160, Lutherville, MD 21093 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Harbor Investment Advisory, Llc Lutherville MD 08/2016 11/2016
Harbor Investment Advisory, Llc Lutherville MD 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-10-06
S63 Uniform Securities Agent State Law Examination 1984-01-09
  • S65 Uniform Investment Adviser Law Examination
    1994-10-06
  • S63 Uniform Securities Agent State Law Examination
    1984-01-09
Designations

View on SEC IAPD

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