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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-01-07
  • MI RA
    APPROVED
    Since 2010-01-07

Branch Locations

255 E Brown St Ste 400, Birmingham, MI 48009 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Birmingham MI 05/2009 11/2016
Wells Fargo Clearing Services, Llc Birmingham MI 11/2016 Present
Other Businesses

JZL ENTERPRISES, LLC; NOT INVESTMENT RELATED; BIRMINGHAM,MI; 1% OWNERSHIP; CHECK SIGNER; START DATE 01/02/2020; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; WRITING CHECKS WHEN PRINCIPAL OWNER IS NOT AVAILABLE.;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-02-02
S63 Uniform Securities Agent State Law Examination 1983-12-14
  • S65 Uniform Investment Adviser Law Examination
    1994-02-02
  • S63 Uniform Securities Agent State Law Examination
    1983-12-14

View on SEC IAPD

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