James Lewis Koltes

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2011-08-16
DC	RA	APPROVED	2006-06-13

TX RA
APPROVED_RES

Since 2011-08-16
DC RA
APPROVED

Since 2006-06-13

Branch Locations

1700 M Street Nm 5Th Floor, Washington, DC 20036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Washington	DC	02/1970	Present

02/1970 → Present

Ubs Financial Services Inc.

Washington, DC

Other Businesses

Metropolitan Club of Washington DC; Social Club; Finance Committee; Meet Quarterly to discuss finances of club; Washington, D.C.; Start date: 11/30/2017

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-05-18
S63	Uniform Securities Agent State Law Examination	1990-02-22

S66 Uniform Combined State Law Examination

2006-05-18
S63 Uniform Securities Agent State Law Examination

1990-02-22

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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