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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-07-30 |
| AL | RA | APPROVED | 2010-05-25 |
Branch Locations
2660 Eastchase Lane Lakeview Center, Suite 400, Montgomery, AL 36117 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Montgomery | AL | 05/2010 | Present |
1. WILLOW POND FOUNDATION; 240 WILLOW POND FITZPATRICK AL 36029; CHARITABLE CONTRIBUTIONS; PRESIDENT; MAKES CHARITABLE CONTRIBUTIONS; AFFILIATION STARTED 07/22/2010; 2 HOURS PER MONTH; NOT DURING SECURITIES TRADING HOURS; NOT INVESTMENT-RELATED.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-11-03 |
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