Best Investors Account Sign in
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-23
FL RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2020-04-23
  • FL RA
    APPROVED
    Since 2009-06-01

Branch Locations

220 Alhambra Circle 10Th Floor, Coral Gables, FL 33134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Miami FL 05/1989 Present
Morgan Stanley Smith Barney Miami FL 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 05/1989 → Present
    Miami, FL
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Miami, FL
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Other Businesses

PRINT-IT OF SOUTH FLORIDA, WESTON FL. 33326, PRINTING AND COPY BUSINESS, BUSINESS IS NOT INVESTMENT RELATED; POSITION IS TO ASSIST IN MARKETING, NO RELATION TO OTHER BUSINESS. HOURS DEVOTED MIGHT BE 10 TO 15 PER MONTH IF NEEDED 5 HOURS DURING SECURITIES TRADING PER MONTH. EBAY, CRAIG'S LIST, GARAGE SALE;SELLING STUFF THAT I HAVE IN MY HOME.;EVERY FEW MONTHS SELLING MY STUFF ON THE ABOVE DISCRIBED ACTIVITIES; AS OF 07/2014

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-05-24
  • S63 Uniform Securities Agent State Law Examination
    1983-05-24

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Coral Gables, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor