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575 D'ONofrio Drive Suite 300, Madison, WI 53719 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2009-09-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kaufmann Properties | Lexington | KY | 06/1967 | Present |
| Harbour Investments, Inc | Madison | WI | 08/2009 | Present |
| Ben Kaufmann Agency | Lexington | KY | 03/1977 | Present |
| Ben C Kauffmann Crut | Lexington | KY | 08/2016 | Present |
1)Ben Kaufmann Agency - DBA 2)Independent Insurance Agent, which may include selling Fixed Index Annuities, as well as other lines of life insurance through various insurance carriers 3)Kaufmann Properties LLC | 352 S Broadway, Lexington, KY 40508 | Owner | Description: Manage my real estate holdings | Beginning 6/1967 | 10 hours per month, 10 during trading hours | Unpaid | Not investment related 4)525 Upper, LLC | 115 Main LLC 352 S Broadway, Lexington, KY 40508 | Owner | Description: Manage my commercial real estate rentals | Beginning 3/2012 | 1 hour per month, 0 during trading hours | Unpaid | Not investment related 5)Bank of Hindman | 39 West Main Street, Hindman, KY 41822 | Director | Description: Attend monthly board meetings | Beginning 5/2012 | 2 hours per month, 2 during trading hours | Paid position| Not investment related 6)Ben C Kaufmann Charitable Remainder Trust | 352 S Broadway, Lexington, KY 40508 | Trustee | Description: Manage distributions for my charitable trust | Beginning 8/2016 | 1 hour per month, 1 during trading hours | Unpaid | Investment related
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-02-05 |
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