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Nathan Louis Karras

Stifel, Nicolaus & Company, Incorporated

Crown Point, IN

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2005-09-19
  • IN RA
    APPROVED
    Since 2005-09-19

Branch Locations

10550 Broadway, Crown Point, IN 46307 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Schererville IN 09/2005 Present
  • 09/2005 → Present
    Stifel Nicolaus & Co Inc
    Schererville, IN
Previous Registrations
  • 1998-12-16 → 2005-09-20
    Morgan Stanley Dw Inc.
    Schereville, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-08-23
S63 Uniform Securities Agent State Law Examination 1981-10-16
  • S65 Uniform Investment Adviser Law Examination
    2006-08-23
  • S63 Uniform Securities Agent State Law Examination
    1981-10-16

View on SEC IAPD

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EQUITY SERVICES, INC. · CROWN POINT, IN
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