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Inactive

Stephen Edward Kairies

Access Financial Services, Inc.

Minneapolis, MN

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Current Employers
Access Financial Services, Inc.

1650 West 82Nd Street Suite 850, Minneapolis, MN 55431 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APP_PEND_IARCE 2026-01-01
  • MN RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

1650 West 82Nd Street Suite 850, Minneapolis, MN 55431 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
The Northwestern Mutual Life Insurance Company Milwaukee WI 09/1991 Present
Fsc Securities Corporation Minneapolis MN 03/1993 Present
Access Financial Services, Inc. Minneapolis MN 11/2010 Present
Access Financial Services, Inc. Minneapolis MN 11/2010 01/2021
Previous Registrations
  • 2007-08-23 → 2015-02-04
    Fsc Securities Corporation
    Minneapolis, MN
    Minneapolis, MN
    Minneapolis, MN
Other Businesses

1) NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY, INVESTMENT RELATED, 1650 W 82ND ST STE 850, MINNEAPOLIS MN 55431, AGENT, START DATE:1990, 80 HRS/MTH., 60 HRS. DURING ST HOURS, FIXED ANNUITIES, FIXED LIFE, ACCIDENT & DISABILITY, HEALTH INSURANCE 2) ACCESS FINANCIAL SERVICES - INDEPENDENT RIA, INVESTMENT RELATED, 1650 W 82ND ST STE 850, MINNEAPOLIS MN 55431, FOUNDER & CFO, START DATE:1990, 160 HRS/MTH., 80 HRS. DURING ST HOURS, PROVIDE INVESTMENT ADVISORY AND FINANCIAL PLANNING SERVICES 3) NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC, INVESTMENT RELATED, SUITE 300 611 E. WISCONSIN AVE, MILWAUKEE WI 53202, REGISTERED REPRESENTATIVE, START DATE:03/06/1992, 20 HRS/MTH., 10 HRS. DURING ST HOURS, SELL AND SERVICE VARIABLE LIFE INSURANCE AND ANNUITIES 4) FSC CORPORATION RIA, INVESTMENT RELATED, 1650 W 82ND ST. STE 850, MINNEAPOLIS MN 55431, STATUTORY AGENT, START DATE:2000, 0 HRS/MTH., 0 HRS. DURING ST HOURS, INVESTMENT ADVISORY SERVICES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-03-26
S63 Uniform Securities Agent State Law Examination 1984-03-12
  • S65 Uniform Investment Adviser Law Examination
    2004-03-26
  • S63 Uniform Securities Agent State Law Examination
    1984-03-12
Designations

View on SEC IAPD

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