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Current Employers
Benjamin F. Edwards & Company, Inc.

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2025-12-22
IN RA APPROVED 2025-06-19
  • HI RA
    APPROVED
    Since 2025-12-22
  • IN RA
    APPROVED
    Since 2025-06-19

Branch Locations

One North Brentwood Blvd, Suite 850, St. Louis, MO 63105 • USA

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

751 E Porter Ave Suite 6, Chesterton, IN 46304 • United States

Lahaina, HI • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Bloomington IN 05/2009 11/2016
Wells Fargo Clearing Services, Llc Bloomington IN 11/2016 06/2025
Benjamin F. Edwards & Co., Inc. Chesterton IN 06/2025 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Bloomington, IN
  • 11/2016 → 06/2025
    Bloomington, IN
  • 06/2025 → Present
    Benjamin F. Edwards & Co., Inc.
    Chesterton, IN
Previous Registrations
  • 2008-01-01 → 2025-06-23
    Bloomington, IN
    Bloomington, IN
    Lahaina, HI
    Indianapolis, IN
  • 2005-09-21 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Bloomington, IN
    Bloomington, IN
    St. Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-20
S63 Uniform Securities Agent State Law Examination 1983-06-16
  • S66 Uniform Combined State Law Examination
    2005-09-20
  • S63 Uniform Securities Agent State Law Examination
    1983-06-16
Other Names
  • Dick Jones

View on SEC IAPD

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