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Current Employers
Johnson Sterling, Inc.

820 Shades Creek Parkway Suite 3200, Birmingham, AL 35209 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2003-03-26
TX RA APPROVED_RES 2003-03-25
AL RA APPROVED 1995-10-13
  • LA RA
    APPROVED
    Since 2003-03-26
  • TX RA
    APPROVED_RES
    Since 2003-03-25
  • AL RA
    APPROVED
    Since 1995-10-13

Branch Locations

820 Shades Creek Parkway Suite 3200, Birmingham, AL 35209 • United States

820 Shades Creek Parkway Suite 3200, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Johnson Sterling Paul & Co. Birmingham AL 02/1976 Present
Johnson Sterling Consulting Birmingham AL 09/1997 Present
Johnson Sterling, Inc. Birmingham AL 09/1995 Present
  • 02/1976 → Present
    Johnson Sterling Paul & Co.
    Birmingham, AL
  • 09/1997 → Present
    Johnson Sterling Consulting
    Birmingham, AL
  • 09/1995 → Present
    Birmingham, AL
Previous Registrations
  • 2005-10-21 → 2006-09-27
    Johnson Sterling Paul Retirement Services, Inc.
    Birmingham, AL
Other Businesses

JOHNSON STERLING INC - OWNER/SOLE PROPRIETOR; 820 SHADES CREEK KWY STE 3200 BIRMINGHAM, AL; REGISTERED INVESTMENT ADVISOR; INVESTMENT RELATED; 90% OF TIME DEVOTED TO BUSINESS JOHNSON STERLING CONSULTING INC - OWNER/SOLE PROPRIETOR; 820 SHADES CREEK PARKWAY STE 3200 BIRMINGHAM, AL; INSURANCE CONSULTING; INVESTMENT RELATED; 10% OF TIME DEVOTED TO BUSINESS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-06-06
S63 Uniform Securities Agent State Law Examination 1987-02-16
  • S65 Uniform Investment Adviser Law Examination
    1996-06-06
  • S63 Uniform Securities Agent State Law Examination
    1987-02-16

View on SEC IAPD

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