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11152 S Towne Square, Saint Louis, MO 63123 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-01-03 |
| TX | RA | APPROVED | 2025-01-02 |
Branch Locations
11152 S Towne Square, Saint Louis, MO 63123 • United States
1502 University Blvd, Hamilton, OH 45011 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Patrick Financial Corporation | Hamilton | OH | 05/1985 | Present |
| Saxony Securities Inc | St Louis | MO | 03/2009 | Present |
1.) PATRICK FINANCIAL, DBA FOR INVESTMENT RELATED ACTIVITY. 2.) PATRICK FINANCIAL CORP, INVESTMENT RELATED, 1502 UNIVERSITY BLVD, HAMILTON, OH 45011, FIXED ANNUITY SALES & SERVICING;TAX PREP SERVICE AND CONSULTING; MANAGER, STARTED ON 04/14/2009; 10 HOURS PER MONTH DURING SECURITIES TRADING HOURS, DUTIES INCLUDE CONSULTING AND SERVICING CLIENTS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-09-23 |
| S63 | Uniform Securities Agent State Law Examination | 1996-10-15 |
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