Best Investors Account Sign in
Claim This Profile
Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-11-14
  • NJ RA
    APPROVED
    Since 2024-11-14

Branch Locations

1913 Atlantic Ave Suite 214, Manasquan, NJ 08736 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Manasquan NJ 02/1982 Present
Lpl Enterprise, Llc Manasquan NJ 11/2024 Present
Previous Registrations
Other Businesses

1. 11/21/2024; HIRSCH BROS ADVISORS; Property and causality; YES inv related; 5 hrs/mo non trading; 0 hrs mo trading; 04/01/2021 2.11/05/2024;VINCENT HIRSCH FINANCIAL SERVICES;DBA LPL business; yes inv related; 60 hrs/mo non trading; 60 hrs/mo trading; 10/20/2021 Guardian|Hughes Recreational Products|FTP Ins Wholesalers|Zenith Marketing Group HIRSCH BROS. ADVISORS LLC POSITION: insurance sales NATURE: Finance and Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 02/01/2023 ADDRESS: 1913 Atlantic Ave, Manasquan NJ 08736, United States DESCRIPTION: Created LLC for commission payments from non sponsored out brokerage business. Health Insurance/P&C

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-04-14
  • S65 Uniform Investment Adviser Law Examination
    1997-04-14

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Manasquan, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor