Marty Ray Henne

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1996 → Present
  The Henne Financial Group
  Phoenix, AZ
• 03/2012 → 01/2024
  Woodbury Financial Services, Inc.
  Scottsdale, AZ
• 01/2024 → Present
  Osaic Wealth, Inc.
  Scottsdale, AZ

Previous Registrations

• 2012-03-28 → 2024-01-19
  Woodbury Financial Services, Inc.
  Scottsdale, AZ
  Scottsdale, AZ
  Elkhorn, NE
  Scottsdale, AZ
• 2001-10-18 → 2012-03-21
  Cetera Advisors Llc
  Greenwood Village, CO
  Scottsdale, AZ

Other Businesses

1) NETWORK PLANNERS INC. POSITION: president NATURE: This is a corporate entity INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/03/1983 ADDRESS: 6991 E Camelback Rd, Scottsdale AZ 85251, United States DESCRIPTION: activite consists solely of the sale of non varible insurance policies 2) THE HENNE FINANCIAL GROUP POSITION: Managing Member NATURE: The Henne Financial Group, LLC is utilized as DBA and to provide life insurance services outside of broker/dealer. INVESTMENT RELATED: Yes NUMBER OF HOURS: 165 SECURITIES TRADING HOURS: 165 START DATE: 02/01/1997 ADDRESS: 6991 E Camelback Rd, Scottsdale AZ 85251, United States DESCRIPTION: I market, sell, and service a clientele utilizing securities and insurance. 3) MARTY R HENNE POSITION: Author NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/24/2020 ADDRESS: 4747 N Scottsdale Rd C1004, Scottsdale AZ 85251, United States DESCRIPTION: I authored a book titled Chronicles of a Dreamer that looks at how I was raised in poverty for the first 22 years of my life. It was written primarily as a legacy to my children. I have no further duties. I did intend to indicate I had authored a book on my website.

Exams

• S63 Uniform Securities Agent State Law Examination
  1985-10-07