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John Louis Hawkins

LPl Financial LLC

Orange, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-01-01
  • CA RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

701 S Parker St Ste 6400, Orange, CA 92868 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Crown Capital Securities Orange CA 06/2002 Present
Lpl Financial Llc Orange CA 05/2024 Present
  • 06/2002 → Present
    Crown Capital Securities
    Orange, CA
  • 05/2024 → Present
    Lpl Financial Llc
    Orange, CA
Previous Registrations
  • 2015-03-16 → 2024-05-01
    Crown Capital Securities, L.P.
    Los Angeles, CA
    Orange, CA
    Tarzana, CA
    Orange, CA

View on SEC IAPD

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Other Investors

BRIAN ERIC PAYNE
ALBERT MARTINEZ
NAFENG IRENE HIOE
JEROME DAVID JOSTAK
ADINA COCA
VICTOR KUO
JOHN QUANG PHAM
THANH HA TRINH

Other Offices

TRANSAMERICA FINANCIAL ADVISORS, LLC · ORANGE, CA
TRANSAMERICA FINANCIAL ADVISORS, LLC · Orange, CA
ARIS FUND I · ORANGE, CA
TRANSAMERICA FINANCIAL ADVISORS, LLC · ORANGE, CA
LPL FINANCIAL LLC · ORANGE, CA
PFS INVESTMENTS INC. · ORANGE, CA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Orange, CA
B.B. GRAHAM & COMPANY, INC. · ORANGE, CA

More in Orange, CA

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