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Samuel Castleman Harvey

Harvey Investment Company, LLC

Louisville, KY

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Current Employers
Harvey Investment Company, Llc

297 North Hubbards Lane Suite 102, Louisville, KY 40207 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2000-11-06
  • KY RA
    APPROVED
    Since 2000-11-06

Branch Locations

297 North Hubbards Lane Suite 102, Louisville, KY 40207 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.J.B. Hilliard, W.L. Lyons, Inc. Louisville KY 07/1971 Present
Harvey Investment Company, Llc Louisville KY 10/2000 Present
Harvey Investment Company, Llc Louisville KY 10/2000 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-10-20
S63 Uniform Securities Agent State Law Examination 1991-11-14
  • S66 Uniform Combined State Law Examination
    2000-10-20
  • S63 Uniform Securities Agent State Law Examination
    1991-11-14
Other Names
  • Samuel Castlemon Harvey
  • Sam Harvey

View on SEC IAPD

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