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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2023-06-29 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF OTHER BUSINESS: DAVID B. HAMMOND INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED NATURE OF BUSINESS: NOTARY START DATE: 09/26/1991 POSITION/TITLE/RELATIONSHIP: NOTARY APX NUMBER OF HOURS PER WEEK: LESS THAN 1 HOUR APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: NOTARIZE DOCUMENTS WHEN NECESSARY. 2. NAME OF OTHER BUSINESS: HAMMOND & ASSOCIATES; INVESTMENT RELATED: NO; ADDRESS: 5993 E GRANT ROAD, TUCSON, AZ 85712; NATURE OF BUSINESS: OFFICE BUILDING SIGNAGE; START DATE: 09/1995; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 60; APX NUMBER OF HOURS DURING TRADING HOURS: 60; BRIEF DESCRIPTION OF DUTIES: NONE, SIGNAGE ON OFFICE BUILDING; 3.NAME OF OTHER BUSINESS: OLD FARM EXECUTIVE PARK; INVESTMENT RELATED: NO; ADDRESS: 5987-6151 E. GRANT RD TUCSON AZ 85712; NATURE OF BUSINESS: HOMEOWNERS ASSOCIATION; START DATE: 9/2010 POSITION/TITLE/RELATIONSHIP: SECRETARY; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ATTEND MEETINGS AND VOTE ON AGENDA ITEMS; 4. NAME OF OTHER BUSINESS: DKH PROPERTIES I LLC & DHK PROPERTIES II LLC; INVESTMENT RELATED: NO; ADDRESS: 5993 E. GRANT RD TUCSON AZ 85712; NATURE OF BUSINESS: REAL ESTATE; START DATE:11/2019 POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: OWNER OCCUPIED OFFICE BUILDING AND LEASED RENTAL BUILDING;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-06-07 |
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