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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2003-07-01 |
Branch Locations
500 Silver Spur Rd 3Rd Fl Ste 300, Rolling Hills Estates, CA 90275 • United States
Rancho Palos Verdes, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Rolling Hills Estates | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Rolling Hills Estates | CA | 11/2016 | Present |
1. CO-TRUSTEE FOR FAMILY TRUST, INV RELATED, RANCHO PALOS VERDES CA, BEGAN 3/1992, 2 HRS/MO, NOT DURING BUSINESS HOURS. 2. TRUSTEE FOR FAMILY TRUST, INV RELATED, RANCHO PALOS VERDES CA, START 11/1/1998, 2 HRS/MON, NOT DURING BUS HOURS. 3. TRUSTEE FOR FAMILY TRUST, INV RELATED, DUNCAN, OK, START 11/1/1998, 2 HRS/MO, NO BUS HRS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-04-28 |
| S63 | Uniform Securities Agent State Law Examination | 1980-07-24 |
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