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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-07-06
AZ RA APPROVED 2026-07-02
  • TX RA
    APPROVED_RES
    Since 2026-07-06
  • AZ RA
    APPROVED
    Since 2026-07-02

Branch Locations

2195 E River Rd [Sa-Rbo], Tucson, AZ 85718 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Tucson AZ 10/2014 11/2016
Wells Fargo Clearing Services, Llc Tucson AZ 11/2016 05/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Seattle WA 05/2019 10/2022
Morgan Stanley Tucson AZ 10/2022 07/2026
Wells Fargo Clearing Services, Llc Tucson AZ 07/2026 Present
Previous Registrations
Other Businesses

*662748- Lyft; Investment related: No; San Francisco, California; Transportation Service; Driver (proprietor, partner, officer, director, employee, trustee, agent); 10/2025; During business hours: 0; After business hours: 60; Drive Passengers LYFT INC ; NOT INV RELATED; SAN FRANCISCO ,CA; RIDE SHARE; 0% OWNERSHIP; DRIVER ; START DATE: 10/01/2025; 25 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-26
  • S66 Uniform Combined State Law Examination
    2007-01-26
Other Names
  • Pamala E Price
  • Pamala Elizabeth Price

View on SEC IAPD

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