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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-07-06 |
| AZ | RA | APPROVED | 2026-07-02 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Tucson | AZ | 10/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Tucson | AZ | 11/2016 | 05/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Seattle | WA | 05/2019 | 10/2022 |
| Morgan Stanley | Tucson | AZ | 10/2022 | 07/2026 |
| Wells Fargo Clearing Services, Llc | Tucson | AZ | 07/2026 | Present |
*662748- Lyft; Investment related: No; San Francisco, California; Transportation Service; Driver (proprietor, partner, officer, director, employee, trustee, agent); 10/2025; During business hours: 0; After business hours: 60; Drive Passengers LYFT INC ; NOT INV RELATED; SAN FRANCISCO ,CA; RIDE SHARE; 0% OWNERSHIP; DRIVER ; START DATE: 10/01/2025; 25 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-26 |
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