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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-10-30 |
| KS | RA | APPROVED | 2025-01-13 |
| ME | RA | APPROVED | 2025-01-07 |
| NC | RA | APPROVED | 2024-01-10 |
| VA | RA | APPROVED | 2024-01-04 |
| IL | RA | APPROVED | 2023-04-10 |
| LA | RA | APPROVED | 2023-03-06 |
| NH | RA | APPROVED | 2023-02-08 |
| CO | RA | APPROVED | 2022-10-14 |
| NY | RA | APPROVED | 2021-04-16 |
| PA | RA | APPROVED | 2020-05-05 |
| TX | RA | APPROVED_RES | 2019-07-10 |
| FL | RA | APPROVED | 2016-11-14 |
| NM | RA | APPROVED | 2016-11-04 |
| CA | RA | APPROVED | 2016-01-05 |
| MO | RA | APPROVED | 2015-12-17 |
| MA | RA | APPROVED | 2011-02-01 |
| MI | RA | APPROVED | 2010-01-04 |
| RI | RA | APPROVED | 2007-02-09 |
| CT | RA | APPROVED | 2005-05-09 |
Branch Locations
197 Scott Swamp Rd., Farmington, CT 06032 • United States
Old Lyme, CT • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Ins Co Of America | Guilford | CT | 03/2004 | Present |
| Park Avenue Securities | Guilford | CT | 11/2004 | Present |
| Park Avenue Securities | Old Lyme | CT | 06/2024 | Present |
| Guardian Life Insurance Company | Old Lyme | CT | 06/2024 | Present |
1. Seminar for CT Society of CPAs-Speak when requested by the CT Society of CPAs (CTCPA) on topics that range from Advanced Planning, Life Insurance, Retirement Planning, Disability, Long Term Care, Group Benefits and Investments,. Start: 12/9/2011, Address: 716 Broad ST, Rocky Hill, CT 06067, 2 bus hrs per month, Not investment related, 2. Trustee acceptance-Co-trustee for the spouse of a Guardian insurance client, Start: 1/15/2014, Address: 484 EAST COLUMBIA PO BOX 753 TELLURIDE, CO 81435,. 1 non bus hr per month, Investment related., 3. Charitable Gift Planners of Connecticut, Inc-President, Nature of Business: Charitable Gift Planners, Start date: 01/01/2018, Address: 95 West Street, Rocky Hill, CT 06067, Duties: custodian of all funds, maintain appropriate records, assist committees to help with membership,, sponsorship, programming and other activities 20 total hours per month; 10 during securities trading hours, Not investment related, 4. James Grant Jr. Revocable Trust-co-trustee of my deceased father's trust created 11/8/2008, Start: 11/08/2008, Address: 9 Lake Dr Old Lyme, CT 06371, Hrs per month - Tot/Bus: 5/2, Investment related, 5) MW Group Benefits-group insurance through MW Group Benefits, Start: 06/01/2004, Address: 197 Scott Swamp Rd Farmington, CT 06032, 5 total hours per month; 5 during securities trading hours, Investment related, Less than 10% annual compensation, 6) First Church of Old Lyme Connecticut-Trustee, Nature of Business: Church, Start date: 02/01/2026, Address: FCCOL 2 Ferry Rd Olsd Lyme, CT 06371, Duties: attend monthly meetings for a period of 3 years to help oversee the business of the church including budgets, events, and other business, 2 total hours per month; 1 during securities trading hours, Not investment related,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-02-15 |
| S63 | Uniform Securities Agent State Law Examination | 1994-02-11 |
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