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Laura Sidwell Mcauley

Ameriprise Financial Services, LLC

Annapolis, MD

Vienna, VA

Annapolis, MD

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2022-06-25
MD RA APPROVED 2019-08-30
TX RA APPROVED 2019-08-30
  • VA RA
    APPROVED
    Since 2022-06-25
  • MD RA
    APPROVED
    Since 2019-08-30
  • TX RA
    APPROVED
    Since 2019-08-30

Branch Locations

200 Westgate Cir Ste 400, Annapolis, MD 21401 • United States

8045 Leesburg Pike Ste 500, Vienna, VA 22182 • United States

Annapolis, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Annapolis MD 10/2010 08/2019
Ameriprise Financial Services, Inc Annapolis MD 08/2019 03/2020
Ameriprise Financial Services, Llc Annapolis MD 03/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-29
  • S66 Uniform Combined State Law Examination
    2008-09-29
Other Names
  • Laura Anne Sidwell
  • Lauren Sidwell Mcauley
  • Laura Sidwell Mcauley
  • Laura Mcauley

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · ANNAPOLIS, MD
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ANNAPOLIS, MD
CETERA INVESTMENT ADVISERS LLC · Annapolis, MD
RCS FINANCIAL PLANNING, LLC · ANNAPOLIS, MD
AMERIPRISE FINANCIAL SERVICES, LLC · Annapolis, MD
MARINER INDEPENDENT · Annapolis, MD
EQUITABLE ADVISORS, LLC · ANNAPOLIS, MD
WELLS FARGO CLEARING SERVICES, LLC · ANNAPOLIS, MD

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