Michael Grant Thompson

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2005 → Present
  Galligan,Thompson & Flocas,Llp
  San Mateo, CA
• 08/2005 → 08/2019
  1St Global Capital Corp
  San Mateo, CA
• 08/2005 → 08/2019
  1St Global Advisors, Inc.
  San Mateo, CA
• 09/2004 → Present
  Gtf Financial Advisors, Llc
  San Mateo, CA
• 06/2007 → 08/2019
  1St Global Insurance Services
  San Mateo, CA
• 08/2019 → 06/2024
  Securities America, Inc.
  San Mateo, CA
• 08/2019 → 06/2024
  Securities America Advisors
  San Mateo, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  San Mateo, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  San Mateo, CA

Previous Registrations

• 2019-08-01 → 2024-06-14
  Securities America Advisors, Inc.
  San Mateo, CA
  San Mateo, CA
• 2005-08-26 → 2019-08-05
  1St Global Advisors Inc
  San Mateo, CA
• 2005-01-24 → 2005-10-27
  Gtf Financial Advisors
  San Mateo, CA
• 1999-10-25 → 2005-08-29
  Raymond James Financial Services, Inc.
  San Mateo, CA

Other Businesses

1. Paula L Thompson Trust Position: Trustee - Nature: Paula L Thompson Trust - Investment Related: No Hours: 2 - Securities Trading Hours: 2 Start Date: 7/31/2019 Address: 2224 Davis Dr San Mateo, CA 94402 2. DBA: GTF Financial Advisors LLC 3. RENTAL POSITION: owner NATURE: Sole proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/09/2025 ADDRESS: 1500 Broadway ste 305 Burlingame CA 94010 DESCRIPTION: owner 4. THE THOMPSON FAMILY TRUST POSITION: trustee NATURE: The Thompson Family Trust INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 10/07/2018 ADDRESS: 2224 Davis Dr Burlingame CA 94010 DESCRIPTION: I handle my mother's finances 5. TRUSTEE POSITION: Trsutee NATURE: R Zappettini Family Trust GST exempt R Zappettini Family Trust on exempt R Zappettini Marital Trust GST non exempt B The name of the trust have been changed. There are only 2 trusts now. 1. Nadine Zappettini non exempt trust u/a/d 5/24/2001 2. Nadine Zappettini GST exempt trust u/a/d 5/24/2001 INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 04/01/2011 ADDRESS: 1650 Borel Place, Suite 105, San Mateo CA 94402, United States DESCRIPTION: I run the family real estate business 6. MICHAEL G THOMPSON CPA POSITION: CPA NATURE: Michael G Thompson CPA INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 04/24/2019 ADDRESS: 1650 Borel Pl, #105, San Mateo CA 94402, United States DESCRIPTION: Accounting Duties 7. M & M FINANCIAL ADVISORS, LLC POSITION: Financial advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 01/01/2026 ADDRESS: 1875 Olympic Boulevard, Suite 215C, Walnut Creek CA 94596, United States DESCRIPTION: Financial Advisor

Exams

• S66 Uniform Combined State Law Examination
  1999-01-26

Other Names

• Mike Thompson