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Marvin Sanford Goldman

LPl Financial LLC

Roseland, NJ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-10-30
TX RA APPROVED_RES 2023-10-30
  • NJ RA
    APPROVED
    Since 2023-10-30
  • TX RA
    APPROVED_RES
    Since 2023-10-30

Branch Locations

101 Eisenhower Pkwy, Room 300, Roseland, NJ 07068 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Goldman Group, Inc. Roseland NJ 01/1980 Present
Cadaret, Grant & Co., Inc. Roseland NJ 08/1982 10/2023
Lpl Financial Llc Roseland NJ 10/2023 Present
  • 01/1980 → Present
    The Goldman Group, Inc.
    Roseland, NJ
  • 08/1982 → 10/2023
    Cadaret, Grant & Co., Inc.
    Roseland, NJ
  • 10/2023 → Present
    Roseland, NJ
Previous Registrations
  • 2019-04-29 → 2023-11-01
    Cadaret, Grant & Co., Inc.
    Roseland, NJ
    Wantage, NJ
    Syracuse, NY
Other Businesses

1) 08/07/2023 - MARVIN GOLDMAN - Non-Variable Insurance - Selling: Fixed Life -VonHalle Assoc - NJ 07068 - 1 Hour per month - Start date: 01/01/1980. 2) 08/07/2023 - THE GOLDEN GROUP INC - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-04-26
S63 Uniform Securities Agent State Law Examination 1979-08-16
  • S65 Uniform Investment Adviser Law Examination
    2019-04-26
  • S63 Uniform Securities Agent State Law Examination
    1979-08-16

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