Alan Keith Goldfarb

Employer firm

Novak & Powell Financial Services, Inc. CRD 112970

$359M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2001 → Present
  Amer Arb Assoc.
  Dallas, TX
• 10/2014 → 12/2019
  Bacon Financial Management, Inc
  Dallas, TX
• 01/2020 → Present
  Apella Capital, Llc
  Glastonbury, CT
• 01/2020 → Present
  Xo Wealth Management
  Dallas, TX
• 08/2022 → Present
  Novak & Powell Financial Services, Inc
  St. Petersburg, FL

Previous Registrations

• 2022-06-03 → 2022-09-07
  Xo Wealth Management
  Dallas, TX
• 2020-01-15 → 2021-11-30
  Apella Wealth
  West Hartford, CT
  Dallas, TX
• 2007-02-21 → 2020-12-18
  Bacon Financial Management, Inc Dba Financial Strategies Group
  Dallas, TX
• 2014-11-05 → 2020-01-27
  Bacon Financial Management, Inc Dba Financial Strategies Group
  Dallas, TX
  Dallas, TX
• 2012-11-30 → 2015-07-01
  Concert Wealth Management
  Dallas, TX
  San Jose, CA
• 2001-12-21 → 2012-12-21
  Weaver Wealth Management
  Dallas, TX
• 2001-02-26 → 2003-12-31
  Financial Strategies Advisory Corporation
  Dallas, TX

Other Businesses

Provide financial advisory services for Financial Strategies Advisory Corporation: 14850 Quorum Dr, Suite 350, Dallas, TX 75254. Start date: 01/1975. Time spent: 40 hours per month.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-05-26
• S63 Uniform Securities Agent State Law Examination
  1980-08-29

Designations

• Certified Financial Planner