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The Gold Company CRD 123127
$17.2M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Old Orchard Beach, ME • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2005-04-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Southern Maine | Portland | ME | 09/1973 | Present |
FINANCE PROFESSOR - TENURED AT THE UNIVERSITY OF SOUTHERN MAINE IN PORTLAND, MAINE 04014. I AM FULL TIME AT THIS POSITION (9 HOURS OF TEACHING WEEKLY).
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-03-11 |
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