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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-09-06
CT RA APPROVED 2012-07-11
  • TX RA
    APPROVED_RES
    Since 2017-09-06
  • CT RA
    APPROVED
    Since 2012-07-11

Branch Locations

107 John Street Suite 2, Southport, CT 06890 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Southport CT 07/2012 Present
Southport Financial Group, Llc Southport CT 07/2012 Present
Raymond James Financial Services Advisors Inc. Southport CT 07/2012 Present
Previous Registrations
  • 2008-01-01 → 2012-07-10
    Westport, CT
    Southport, CT
  • 1984-04-26 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Southport, CT
    Southport, CT
    St. Louis, MO
Other Businesses

1, SOUTHPORT FINANCIAL GROUP LLC - SOUTHPORT, CT - 07/2012 TO PRESENT - SUPPORT COMPANY/DBA (OWNER) - MANAGING DIRECTOR - 0 HOURS PER MONTH - 0 HOURS DURING TRADING HOURS - NOT INVESTMENT RELATED 2. TRUSTEE OF SMALL BANK ACCOUNT FOR PREVIOUS CLIENT. MONROE, CT. STARTED 12/3/12 TO PRESENT. 1 HOUR WEEKLY, 0 DURING TRADING HOURS. NOT INVESTMENT RELATED.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-05-22
  • S63 Uniform Securities Agent State Law Examination
    1984-05-22
Other Names
  • Bob Giannini
  • Robert C Giannini

View on SEC IAPD

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