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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-10-05
  • TX RA
    APPROVED
    Since 2018-10-05

Branch Locations

400 Pine St, Suite 710, Abilene, TX 79601 • United States

8333 Douglas Ave Ste 1000, Dallas, TX 75225 • United States

Abilene, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Abilene TX 05/2009 11/2016
Wells Fargo Clearing Services, Llc Abilene TX 11/2016 10/2018
Robert W Baird & Co., Incorporated Abilene TX 10/2018 Present
Previous Registrations
Other Businesses

G & C GALBRAITH INV. LP; INV RELATED; ABILENE, TX; LP FOR RANCHING & INVESTMENT; 2.0% OWNERSHIP - MANAGING MEMBER; START 12/26/2001; 30 HOURS DEVOTED PER MONTH; NOT DURING TRADING HOURS. BEEFMASTER EDUCATION ENDOWMENT FOUNDATION; NOT INV. RELATED; BOERNE, TX; BOARD MEMBER; START DATE 10/1/2018; 1 HR PER MONTH; 0 HRS DURING TRADING; DUTIES ATTENDING MEETINGS TO DISCUSS BUSINESS OF THE FOUNDATION, FUNDRAISING, SCHOLARSHIPS, RESEARCH GRANTS, INVESTMETN PERFORMANCE AND ANY OTHER TOPIC THAT COMES BEFOR THE BOD AND MAKING ALL RULES GOVERNING THE CONDUCT AND MANAGEMENT OF THE CORPORATION WHICH IT DEEMS ADVISABLE AND WHICH ARE NOT IN CONFLICT WITH THE PURPOSE OF THE CORPORATION, ITS ARTICLES OF INCORPORATION, OR ITS BY-LAWS. Name/Address: Beefmaster Education Endowment Foundation / 3833 South Texas Ave, Suite 276, Bryan, TX 77802 Start Date: 2/1/24 Hours Spent: 0-10 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Board Member; Treasurer Investment Related

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-06-08
  • S63 Uniform Securities Agent State Law Examination
    1990-06-08

View on SEC IAPD

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