George Arthur Gagnon

Current Employers

Capitol Securities Management, Inc.

4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2021-08-27

FL RA
APPROVED

Since 2021-08-27

Branch Locations

601 South Harbour Island Blvd Suite 109, Tampa, FL 33602 • United States

Tampa, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Capitol Securities	Mclean	VA	09/2007	Present

09/2007 → Present

Capitol Securities

Mclean, VA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-05-07
S65	Uniform Investment Adviser Law Examination	2000-04-05
S63	Uniform Securities Agent State Law Examination	1982-09-16

S66 Uniform Combined State Law Examination

2021-05-07
S65 Uniform Investment Adviser Law Examination

2000-04-05
S63 Uniform Securities Agent State Law Examination

1982-09-16

View on SEC IAPD

Current Employers

Capitol Securities Management, Inc.

Disclosures

Employment History

Exams

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