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Diego Saro Furnari

LPl Enterprise, LLC

Wantagh, NY

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-14
  • NY RA
    APPROVED
    Since 2024-11-14

Branch Locations

3366 Park Avenue Suite 213, Wantagh, NY 11793 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Wantagh NY 09/1961 11/2024
Lpl Enterprise, Llc Wantagh NY 11/2024 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-12-19
S63 Uniform Securities Agent State Law Examination 1992-12-21
  • S65 Uniform Investment Adviser Law Examination
    2000-12-19
  • S63 Uniform Securities Agent State Law Examination
    1992-12-21

View on SEC IAPD

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