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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-14
  • NY RA
    APPROVED
    Since 2024-11-14

Branch Locations

3366 Park Avenue Suite 213, Wantagh, NY 11793 • United States

445 Broadhollow Road Suite 405, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Levittown NY 06/1991 11/2024
Lpl Enterprise, Llc Wantagh NY 11/2024 Present
Previous Registrations
  • 2021-06-07 → 2024-11-14
    Melville, NY
    Melville, NY
    Melville, NY
    Melville, NY
    Wantagh, NY
Other Businesses

1) 10/02/2024 - Dick Furnari Insurance Agency - P&C Only - Property and Casualty - inv related - Wantagh, NY - start date 06/01/2023 - 10 hrs/mth - 0 during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-07-31
  • S63 Uniform Securities Agent State Law Examination
    1991-07-31
Other Names
  • Ron Zucker

View on SEC IAPD

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