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1115 East Denny Way, Seattle, WA 98122-2427 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 1984-09-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kms Financial Services, Inc. | Seattle | WA | 01/1972 | Present |
| Lakeside Advisors, Inc. | Seattle | WA | 01/1984 | Present |
BISYS - INVESTMENT RELATED - SAME ADDRESS - INSURANCE - AGENT/CONTRACTOR - 1971 - 1 HR/MO - DURING TRADING HRS - SPDA INSURANCE SALES LAKESIDE ADVISORS - INVESTMENT RELATED - SAME ADDRESS - INVESTMENT ADVISER - OWNER - 1982 - 150 HRS/MO - ALL DURING TRADING - INVESTMENT ADVISER REPRESENTATIVE CENTRAL CORNER CONDOMINIUM - NOT INVESTMENT RELATED - 1835 12TH AVE E, SEATTLE, WA 98122 - HOA - PRESIDENT - 9/2003 - 1 HR/MO, 0 HR/MO DURING TRADING HIGHLINE HERITAGE MUSEUM - NOT INVESTMENT RELATED - 819 SW 152ND ST, BURIEN, WA 98166 - MUSEUM - DIRECTOR - 9/5/2019 - 5 HRS/MO, 0 HRS/MO DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1989-01-24 |
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