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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 1997-01-17
  • MA RA
    APPROVED
    Since 1997-01-17

Branch Locations

623 Main Street Suite 15, Woburn, MA 01801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Equity Services, Inc. Woburn MA 09/1994 Present
  • 09/1994 → Present
    Commonwealth Equity Services, Inc.
    Woburn, MA
Other Businesses

Fixed insurance sales, as of 03/1973, 5% of time spent during business hours, conducted from branch , investment related.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-03-13
  • S63 Uniform Securities Agent State Law Examination
    1984-03-13

View on SEC IAPD

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