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161 Washington Street, Conshohocken, PA 19428 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2012-04-25 |
Branch Locations
2100 Ponce Deleon Blvd Suite 901, Coral Gables, FL 33134 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Penn Mutual | Miami | FL | 05/1966 | Present |
| Hornor, Townsend & Kent, Inc. | Coral Gables | FL | 02/1990 | Present |
1) INSURANCE BROKERAGE | Investment Related: Yes | DBA Name: PROVIDING INSURANCE SALES UNDER THE NAME OF ARTHUR FINKLE | Position Held: Agent | Address: 2100 PONCE DELEON BLVD. STE. 901, CORAL GABLES, FL 33134 | Start Date: 05/1966 | Nature of Activity: Life Insurance Brokerage | Approx Hrs Per Mth: 41-100 Hrs | Approx Trading Hrs Per Mth: 41-100 Hrs | Description of Duties: INSURANCE SALES, INCLUDING LIFE SETTLEMENTS EFFECTIVE 12/15/2010. 2) FINKLE FINANCIAL PLANNING, INVESTMENT-RELATED, , 2100 PONCE DELEON BLVD. STE. 901, CORAL GABLES, FL 33134, FINANCIAL SERVICES, PROPRIETOR/OWNER, START DATE: 2011, APPROX. NUMBER OF HOURS/MONTH: 25-40, THE NUMBER OF HOURS DEVOTED TO THE OUTSIDE BUSINESS ACTIVITY DURING SECURITIES TRADING HOURS: 25-40, DUTIES: CUSTOMIZE FINANCIAL PLANS. 3) EXPERT WITNESS | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: TESTIMONY (OWNER) | ADDRESS: 2100 PONCE DELEON BLVD., STE. 901, CORAL GABLES, FL 33134 | START DATE: 4/1/2013 | NATURE OF ACTIVITY: SERVICE INDUSTRY | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: PROVIDE EXPERT WITNESS TESTIMONY FOR LITIGATION REGARDING SECURITIES ,LIFE AND DISABILITY INSURANCE. 4) ARTHUR & AMELIA FINKLE PRIVATE CHARITABLE FOUNDATION | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: TRUSTEE | ADDRESS: 2100 PONCE DELEON BLVD. SUITE 901 CORAL GABLES, FL 33134 | START DATE: 11/23/2021 | NATURE OF ACTIVITY: PRIVATE CHARITABLE FAMILY FOUNDATION |APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES:TRUSTEE/FOUNDER.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-04-02 |
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