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Current Employers
Hornor, Townsend & Kent, Llc

161 Washington Street, Conshohocken, PA 19428 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2012-04-25
  • FL RA
    APPROVED
    Since 2012-04-25

Branch Locations

2100 Ponce Deleon Blvd Suite 901, Coral Gables, FL 33134 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Penn Mutual Miami FL 05/1966 Present
Hornor, Townsend & Kent, Inc. Coral Gables FL 02/1990 Present
  • 05/1966 → Present
    Penn Mutual
    Miami, FL
  • 02/1990 → Present
    Hornor, Townsend & Kent, Inc.
    Coral Gables, FL
Other Businesses

1) INSURANCE BROKERAGE | Investment Related: Yes | DBA Name: PROVIDING INSURANCE SALES UNDER THE NAME OF ARTHUR FINKLE | Position Held: Agent | Address: 2100 PONCE DELEON BLVD. STE. 901, CORAL GABLES, FL 33134 | Start Date: 05/1966 | Nature of Activity: Life Insurance Brokerage | Approx Hrs Per Mth: 41-100 Hrs | Approx Trading Hrs Per Mth: 41-100 Hrs | Description of Duties: INSURANCE SALES, INCLUDING LIFE SETTLEMENTS EFFECTIVE 12/15/2010. 2) FINKLE FINANCIAL PLANNING, INVESTMENT-RELATED, , 2100 PONCE DELEON BLVD. STE. 901, CORAL GABLES, FL 33134, FINANCIAL SERVICES, PROPRIETOR/OWNER, START DATE: 2011, APPROX. NUMBER OF HOURS/MONTH: 25-40, THE NUMBER OF HOURS DEVOTED TO THE OUTSIDE BUSINESS ACTIVITY DURING SECURITIES TRADING HOURS: 25-40, DUTIES: CUSTOMIZE FINANCIAL PLANS. 3) EXPERT WITNESS | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: TESTIMONY (OWNER) | ADDRESS: 2100 PONCE DELEON BLVD., STE. 901, CORAL GABLES, FL 33134 | START DATE: 4/1/2013 | NATURE OF ACTIVITY: SERVICE INDUSTRY | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: PROVIDE EXPERT WITNESS TESTIMONY FOR LITIGATION REGARDING SECURITIES ,LIFE AND DISABILITY INSURANCE. 4) ARTHUR & AMELIA FINKLE PRIVATE CHARITABLE FOUNDATION | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: TRUSTEE | ADDRESS: 2100 PONCE DELEON BLVD. SUITE 901 CORAL GABLES, FL 33134 | START DATE: 11/23/2021 | NATURE OF ACTIVITY: PRIVATE CHARITABLE FAMILY FOUNDATION |APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES:TRUSTEE/FOUNDER.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-04-02
  • S63 Uniform Securities Agent State Law Examination
    2004-04-02
Designations

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