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Michael R Figler

Pinnacle Investments, LLC

East Syracuse, NY

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Current Employers
Pinnacle Investments, Llc

5845 Widewaters Pkwy Ste 300, East Syracuse, NY 13057 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-18
FL RA APPROVED 2026-01-14
NY RA APPROVED 2026-01-10
  • TX RA
    APPROVED
    Since 2026-03-18
  • FL RA
    APPROVED
    Since 2026-01-14
  • NY RA
    APPROVED
    Since 2026-01-10

Branch Locations

5845 Widewaters Pkwy Ste 300, East Syracuse, NY 13057 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Syracuse NY 04/2006 12/2018
Morgan Stanley Smith Barney Syracuse NY 06/2009 12/2018
Morgan Stanley Private Bank, National Association New York NY 01/2015 12/2018
Pinnacle Investments, Llc East Syracuse NY 09/2025 Present
Retired Fayetteville NY 12/2018 09/2025
  • 04/2006 → 12/2018
    Citigroup Global Markets Inc.
    Syracuse, NY
  • 06/2009 → 12/2018
    Morgan Stanley Smith Barney
    Syracuse, NY
  • 01/2015 → 12/2018
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 09/2025 → Present
    Pinnacle Investments, Llc
    East Syracuse, NY
  • 12/2018 → 09/2025
    Retired
    Fayetteville, NY
Previous Registrations
  • 2002-12-20 → 2005-02-28
    Morgan Stanley Dw Inc.
    Syracuse, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-01-10
S63 Uniform Securities Agent State Law Examination 1980-03-18
  • S65 Uniform Investment Adviser Law Examination
    2026-01-10
  • S63 Uniform Securities Agent State Law Examination
    1980-03-18
Other Names
  • Michael Roy Figler

View on SEC IAPD

Other Firms

COMMONWEALTH FINANCIAL NETWORK
FARTHER
AMERIPRISE FINANCIAL SERVICES, LLC
LPL FINANCIAL LLC
PINNACLE CAPITAL MANAGEMENT, LLC
PINNACLE ADVISORS LLC
NOTTINGHAM WEALTH PARTNERS, INC.
EAGLE STRATEGIES LLC

Other Investors

CHRISTOPHER CHARLES KEEGAN
RAYMOND ALLEN YACKEL
GARY R. CRONISER
PATRICK R. LYNCH
CARL A DATTELLAS
Thomas Parker Westers
JOHN ANDREW DONOHUE
PETER SCHNEIDER

Other Offices

COMMONWEALTH FINANCIAL NETWORK · EAST SYRACUSE, NY
FARTHER · East Syracuse, NY
AMERIPRISE FINANCIAL SERVICES, LLC · EAST SYRACUSE, NY
LPL FINANCIAL LLC · EAST SYRACUSE, NY
AMERIPRISE FINANCIAL SERVICES, LLC · EAST SYRACUSE, NY
AMERIPRISE FINANCIAL SERVICES, LLC · East Syracuse, NY
PINNACLE CAPITAL MANAGEMENT, LLC · EAST SYRACUSE, NY
PINNACLE ADVISORS LLC · EAST SYRACUSE, NY

More in East Syracuse, NY

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