Michael R Figler

Employer firm

Pinnacle Investments, LLC CRD 142910

$1.29B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2006 → 12/2018
  Citigroup Global Markets Inc.
  Syracuse, NY
• 06/2009 → 12/2018
  Morgan Stanley Smith Barney
  Syracuse, NY
• 01/2015 → 12/2018
  Morgan Stanley Private Bank, National Association
  New York, NY
• 09/2025 → Present
  Pinnacle Investments, Llc
  East Syracuse, NY
• 12/2018 → 09/2025
  Retired
  Fayetteville, NY

Previous Registrations

• 2002-12-20 → 2005-02-28
  Morgan Stanley Dw Inc.
  Syracuse, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  2026-01-10
• S63 Uniform Securities Agent State Law Examination
  1980-03-18

Other Names

• Michael Roy Figler