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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-22
FL RA APPROVED 2008-01-01
  • TX RA
    APPROVED_RES
    Since 2024-01-22
  • FL RA
    APPROVED
    Since 2008-01-01

Branch Locations

396 Alhambra Cir 8Th Fl, Coral Gables, FL 33134 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Coral Gables FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Coral Gables FL 11/2016 Present
Previous Registrations
  • 1994-07-18 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Coral Gables, FL
    Coral Gables, FL
    St. Louis, MO
Other Businesses

FELLOWSHIP HOUSE, INV RELATED, SOUTH MIAMI, FL, TREASURER, START: 01/01/1975, 1 HR/MONTH, 1 HR DURING TRADING, REHABILITATION CENTER FOR THE MENTALLY ILL.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1982-06-18
  • S63 Uniform Securities Agent State Law Examination
    1982-06-18
Designations
Other Names
  • Nancy Sue Schonfeld
  • Nancy Schonfeld Feldman

View on SEC IAPD

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