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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2006-06-26 |
| NH | RA | APPROVED | 2006-06-05 |
Branch Locations
One City Center 10Th Floor, Portland, ME 04101 • United States
40 Congress Street, Portsmouth, NH 03801 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Portland | ME | 03/2003 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-05-30 |
| S63 | Uniform Securities Agent State Law Examination | 1979-12-05 |
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