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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-08-16
IL RA APPROVED 2015-07-30
  • TX RA
    APPROVED_RES
    Since 2021-08-16
  • IL RA
    APPROVED
    Since 2015-07-30

Branch Locations

495 Chestnut Street, Winnetka, IL 60093 • United States

227 West Monroe Street, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W Baird Winnetka IL 10/2005 Present
  • 10/2005 → Present
    Robert W Baird
    Winnetka, IL
Other Businesses

NAME AND ADDRESS OF OTHER BUSINESS: LOYOLA ACADEMY, 1100 LARAMIE, WILMETTE, IL 60091 NATURE OF BUSINESS: EDUCATIONAL ORGANIZATION TITLE: HEAD COACH RESPONSIBILITIES: HEAD COACH FOR VARSITY GIRLS LACROSSE TEAM. HOURS DEVOTED TO OUTSIDE BUSINESS: 50 HOURS A MONTH. NONE DURING SECURITIES TRADING HOURS. NOT INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-29
S63 Uniform Securities Agent State Law Examination 1989-09-19
  • S66 Uniform Combined State Law Examination
    2015-07-29
  • S63 Uniform Securities Agent State Law Examination
    1989-09-19
Other Names
  • John Edward Dwyer

View on SEC IAPD

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