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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-03-26 |
| TX | RA | APPROVED | 2024-03-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Chase Investment Services Corp. | Chicago | IL | 07/2005 | 08/2018 |
| Jpmorgan Chase Bank, Na. | Evanston | IL | 08/2018 | Present |
| J.P. Morgan Securities Llc | Evanston | IL | 08/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-03-19 |
| S63 | Uniform Securities Agent State Law Examination | 2018-10-11 |
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