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William Arcade Driver

Commonwealth Financial Network

Seattle, WA

Seattle, WA

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2021-12-10
  • WA RA
    APPROVED
    Since 2021-12-10

Branch Locations

111 Queen Anne Avenue North Suite 501, Seattle, WA 98109 • United States

Seattle, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kms Financial Services, Inc Seattle WA 04/2012 11/2020
Opus 111 Group Llc Seattle WA 04/2012 Present
Securities America, Inc. Seattle WA 11/2020 12/2021
Securities America Advisors, Inc. Seattle WA 11/2020 12/2021
Commonwealth Financial Network San Diego CA 12/2021 Present
  • 04/2012 → 11/2020
    Kms Financial Services, Inc
    Seattle, WA
  • 04/2012 → Present
    Opus 111 Group Llc
    Seattle, WA
  • 11/2020 → 12/2021
    Securities America, Inc.
    Seattle, WA
  • 11/2020 → 12/2021
    Securities America Advisors, Inc.
    Seattle, WA
  • 12/2021 → Present
    Commonwealth Financial Network
    San Diego, CA
Previous Registrations
  • 2020-11-06 → 2021-12-21
    Securities America Advisors, Inc.
    Seattle, WA
  • 2012-05-16 → 2020-11-06
    Kms Financial Services, Inc.
    Seattle, WA
    Seattle, WA
Other Businesses

Fixed insurance sales; as of 12/10/2021; 10% of time spent during business hours; Conducted at branch location; Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-05-15
S63 Uniform Securities Agent State Law Examination 2011-05-16
S65 Uniform Investment Adviser Law Examination 1994-04-05
  • S66 Uniform Combined State Law Examination
    2012-05-15
  • S63 Uniform Securities Agent State Law Examination
    2011-05-16
  • S65 Uniform Investment Adviser Law Examination
    1994-04-05
Other Names
  • Bill Driver

View on SEC IAPD

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WILLIAM LEE REECE
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MATTHEW ALLAN TIGERT
JENNA M BRAZILE

Other Offices

KLAKNA GROUP LTD · SEATTLE, WA
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC · SEATTLE, WA
MADISON PARK CAPITAL ADVISORS, LLC · SEATTLE, WA
ETERNAL DIGITAL FUND LTD. · SEATTLE, WA
FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
CEDAR RIVER CAPITAL, LLC · SEATTLE, WA
ROBERT A. UNDERHILL P.C. · SEATTLE, WA
SITKA PACIFIC CAPITAL MANAGEMENT, LLC · SEATTLE, WA

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