Ralph John Doudera

Employer firm

Spectrum Financial Inc CRD 105618

$236M regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (investment companies)
ASSET ALLOCATION SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Spectrum Financial Inc

272 Bendix Road, Ste 600, Virginia Beach, VA 23452 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	1992-04-02
VA	RA	APPROVED	1989-01-05

TX RA
APPROVED_RES

Since 1992-04-02
VA RA
APPROVED

Since 1989-01-05

Branch Locations

2940 N. Lynnhaven Rd. Suite 200, Virginia Beach, VA 23452 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Financial Technology Assoc	Virginia Beach	VA	06/1977	Present
#Ia Spectrum Financial, Inc.	Virginia Beach	VA	11/1988	Present

06/1977 → Present

Financial Technology Assoc

Virginia Beach, VA
11/1988 → Present

#Ia Spectrum Financial, Inc.

Virginia Beach, VA

Other Businesses

FINANCIAL TECHNOLOGY ASSOCIATES, INC. 2940 N. LYNNHAVEN RD. SUITE 200 VIRGINIA BEACH, VA 23452 LIFE INSURANCE RENEWAL BUSINESS LESS THAN 1% OF TIME DEVOTED

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1989-01-27

S63 Uniform Securities Agent State Law Examination

1989-01-27

View on SEC IAPD

Employer firm

Current Employers

Spectrum Financial Inc

Disclosures

Employment History

Other Businesses

Exams

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