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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-09-02 |
Branch Locations
6909 E Greenway Pkwy Ste 245, Scottsdale, AZ 85254-2173 • United States
11260 N Tatum Blvd Ste 140, Phoenix, AZ 85028 • United States
Scottsdale, AZ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Scottsdale | AZ | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Scottsdale | AZ | 03/2020 | Present |
Business Ownership; Cave Creek Ridge Dental LLC; ; This property was purchased as an investment property and also will produce a small monthly revenue. It was not offered to any Ameriprise client nor was any funds solicited from a client. This represents only ownership in the building itself, not the Ridge Dental Practice.; 2525 W Carefree HWY Unit #164; Phoenix, AZ 85085, ,; ; ; 10 to 19 hours per month; / 8501 PV LLC; LLC to own real estate; LLC to own real estate; 11458 E. Caribbean Ln, , Scottsdale, AZ, 85255; Not Investment-Related; 11/13/2007; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-01-12 |
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