James Allen Dickson

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → Present
  Raymond James Financial Services Inc.
  Atlanta, GA
• 10/2009 → Present
  Raymond James Financial Services Advisors, Inc
  Atlanta, GA
• 10/2009 → Present
  Creative Financial Team
  Alpharetta, GA

Previous Registrations

• 2009-10-05 → 2009-10-16
  Ameriprise Financial Services, Llc
  Atlanta, GA
• 2007-03-02 → 2009-10-05
  Ameriprise Advisor Services, Inc.
  Detroit, MI
  Atlanta, GA
• 2003-08-20 → 2006-02-28
  Morgan Stanley Dw Inc.
  Alpharetta, GA

Other Businesses

(1)Name of Business: Creative Financial Team Address: \n11720 Amber Park Drive, Alpharetta, GA, 30009, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 10/14/2009 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor affiliated with branch support company

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-12-09
• S63 Uniform Securities Agent State Law Examination
  1980-10-23

Other Names

• Jim Dickson